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General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2016-0641
2016-08-31
PowerShares Russell 1000 Low Beta Equal Weight Portfolio
August 31, 2016
Q3
2016
PC-2016-0640
2016-08-31
PowerShares S&P 500® High Beta Portfolio & Low Volatility Portfolio
August 31, 2016
Q3
2016
PC-2016-0639
2016-08-31
PowerShares S&P 500 Downside Hedged Portfolio
August 31, 2016
Q3
2016
PC-2016-0638
2016-08-31
PowerShares S&P 500 ex-Rate Sensitive Low Volatility Portfolio
August 31, 2016
Q3
2016
PC-2016-0637
2016-08-31
PowerShares S&P 500 High Dividend Portfolio
August 31, 2016
Q3
2016
PC-2016-0636
2016-08-31
PowerShares Exchange-Traded Fund Trust II
August 31, 2016
Q3
2016
PC-2016-0635
2016-08-31
PowerShares S&P BuyWrite Portfolio
August 31, 2016
Q3
2016
PC-2016-0634
2016-08-31
PowerShares S&P Low Volatility Portfolio ETFs
August 31, 2016
Q3
2016
PC-2016-0633
2016-08-31
PowerShares Funds
August 31, 2016
Q3
2016
PC-2016-0632
2016-08-31
PowerShares Senior Loan Portfolio
August 31, 2016
Q3
2016
PC-2016-0631
2016-08-31
PowerShares Variable Rate Preferred Portfolio
August 31, 2016
Q3
2016
PC-2016-0630
2016-08-31
Principal Funds
August 31, 2016
Q3
2016
PC-2016-0629
2016-08-31
ProShares CDS Short North American HY Credit ETF
August 31, 2016
Q3
2016
PC-2016-0628
2016-08-31
ProShares Trust
August 31, 2016
Q3
2016
PC-2016-0627
2016-08-31
ProShares German Sovereign/Sub-Sovereign ETF
August 31, 2016
Q3
2016
PC-2016-0626
2016-08-31
ProShares Global Listed Private Equity ETF
August 31, 2016
Q3
2016
PC-2016-0625
2016-08-31
ProShares Hedge Replication ETF
August 31, 2016
Q3
2016
PC-2016-0624
2016-08-31
ProShares Hedged FTSE ETFs
August 31, 2016
Q3
2016
PC-2016-0623
2016-08-31
ProShares High Yield-Interest Rate Hedged ETF
August 31, 2016
Q3
2016
PC-2016-0622
2016-08-31
ProShares Investment Grade-Interest Rate Hedged
August 31, 2016
Q3
2016
PC-2016-0621
2016-08-31
ProShares Managed Futures Strategy ETF
August 31, 2016
Q3
2016
PC-2016-0620
2016-08-31
ProShares Merger ETF
August 31, 2016
Q3
2016
PC-2016-0619
2016-08-31
ProShares Trust
August 31, 2016
Q3
2016
PC-2016-0618
2016-08-31
ProShares MSCI EAFE Dividend Growers ETF
August 31, 2016
Q3
2016
PC-2016-0617
2016-08-31
ProShares MSCI Emerging Markets Dividend Growers ETF
August 31, 2016
Q3
2016
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