Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2016-08-31
iShares Trust
August 31, 2016
Q3
2016
2016-08-31
iShares Trust Funds
August 31, 2016
Q3
2016
2016-08-31
iShares Trust
August 31, 2016
Q3
2016
2016-08-31
iShares Trust
August 31, 2016
Q3
2016
2016-08-31
iShares Trust
August 31, 2016
Q3
2016
2016-08-31
iShares Trust
August 31, 2016
Q3
2016
2016-08-31
iShares U.S. ETF Trust
August 31, 2016
Q3
2016
2016-08-31
iShares U.S. Fixed Income Balanced Risk ETF
August 31, 2016
Q3
2016
2016-08-31
Janus Detroit Street Trust
August 31, 2016
Q3
2016
2016-08-31
JPMorgan Diversified Return Emerging Markets Equity ETF
August 31, 2016
Q3
2016
2016-08-31
JPMorgan Diversified Return ETFs
August 31, 2016
Q3
2016
2016-08-31
JPMorgan Diversified Return Europe Equity ETF
August 31, 2016
Q3
2016
2016-08-31
JPMorgan Diversified Return Global Equity ETF
August 31, 2016
Q3
2016
2016-08-31
JPMorgan Diversified Return International Equity ETF
August 31, 2016
Q3
2016
2016-08-31
JPMorgan Diversified Return U.S. Mid Cap Equity ETF
August 31, 2016
Q3
2016
2016-08-31
KraneShares Bosera MSCI China A Share ETF
August 31, 2016
Q3
2016
2016-08-31
KraneShares Trust
August 31, 2016
Q3
2016
2016-08-31
KraneShares CSI China Internet ETF
August 31, 2016
Q3
2016
2016-08-31
KraneShares FTSE Emerging Markets Plus ETF
August 31, 2016
Q3
2016
2016-08-31
Lattice Global Small Cap Strategy ETF
August 31, 2016
Q3
2016
2016-08-31
Lattice U.S. Equity Strategy ETF
August 31, 2016
Q3
2016
2016-08-31
Market Vectors – Gaming ETF
August 31, 2016
Q3
2016
2016-08-31
Market Vectors ETF Trust
August 31, 2016
Q3
2016
2016-08-31
Market Vectors Africa Index ETF
August 31, 2016
Q3
2016
2016-08-31
Market Vectors Brazil Small-Cap ETF
August 31, 2016
Q3
2016
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