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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2016-0857
2016-08-31
FlexShares US Quality Large Cap Index Fund
August 31, 2016
Q3
2016
PC-2016-0856
2016-08-31
Franklin LibertyQ ETFs
August 31, 2016
Q3
2016
PC-2016-0855
2016-08-31
GaveKal Knowledge Leaders ETFs
August 31, 2016
Q3
2016
PC-2016-0854
2016-08-31
Global X Brazil Consumer ETF
August 31, 2016
Q3
2016
PC-2016-0853
2016-08-31
Global X China Energy ETF
August 31, 2016
Q3
2016
PC-2016-0852
2016-08-31
Global X China Financials ETF
August 31, 2016
Q3
2016
PC-2016-0851
2016-08-31
Global X Funds
August 31, 2016
Q3
2016
PC-2016-0850
2016-08-31
Global X China Materials ETF
August 31, 2016
Q3
2016
PC-2016-0849
2016-08-31
Global XConscious Companies ETF
August 31, 2016
Q3
2016
PC-2016-0848
2016-08-31
Global X Fund
August 31, 2016
Q3
2016
PC-2016-0847
2016-08-31
Global X Fertilizers/Potash ETF
August 31, 2016
Q3
2016
PC-2016-0846
2016-08-31
Global X FTSE Andean 40 ETF
August 31, 2016
Q3
2016
PC-2016-0845
2016-08-31
Global X FTSE Argentina 20 ETF
August 31, 2016
Q3
2016
PC-2016-0844
2016-08-31
Global X FTSE ASEAN 40 ETF
August 31, 2016
Q3
2016
PC-2016-0843
2016-08-31
Global X FTSE Greece 20 ETF
August 31, 2016
Q3
2016
PC-2016-0842
2016-08-31
Global X Fund ETF
August 31, 2016
Q3
2016
PC-2016-0841
2016-08-31
Global X FTSE Norway 30 ETF
August 31, 2016
Q3
2016
PC-2016-0840
2016-08-31
Global X FTSE Portugal 20 ETF
August 31, 2016
Q3
2016
PC-2016-0839
2016-08-31
Global X Funds
August 31, 2016
Q3
2016
PC-2016-0838
2016-08-31
Global X Gold Explorers ETF
August 31, 2016
Q3
2016
PC-2016-0837
2016-08-31
Global X Guru Activist ETF
August 31, 2016
Q3
2016
PC-2016-0836
2016-08-31
Global X Funds ETF
August 31, 2016
Q3
2016
PC-2016-0835
2016-08-31
Global X Junior MLP ETF
August 31, 2016
Q3
2016
PC-2016-0834
2016-08-31
Global X Lithium ETF
August 31, 2016
Q3
2016
PC-2016-0833
2016-08-31
Global X MLP & Energy Infrastructure ETF
August 31, 2016
Q3
2016
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