Information Circulars

General Circulars

All
Year
Down Arrow Icon
OR
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
No results found.
There are no results with this criteria. Try changing your search.

Regulatory Circulars

All
Year
Down Arrow Icon
OR
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
No items found.
No results found.
There are no results with this criteria. Try changing your search.

Product Circulars

All
Year
Down Arrow Icon
OR
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
2016-08-31
ETFS Zacks Earnings Large and Small-Cap U.S. Index Funds
August 31, 2016
Q3
2016
2016-08-31
ETRACS Monthly Pay 2X Leveraged Mortgage REIT ETN
August 31, 2016
Q3
2016
2016-08-31
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN Series B
August 31, 2016
Q3
2016
2016-08-31
ETRACS UBS Bloomberg Constant Maturity Commodity Index
August 31, 2016
Q3
2016
2016-08-31
FI Enhanced Global High Yield Exchange Traded Notes
August 31, 2016
Q3
2016
2016-08-31
Fidelity Covington Trust
August 31, 2016
Q3
2016
2016-08-31
Fidelity MSCI Real Estate Index ETF
August 31, 2016
Q3
2016
2016-08-31
First Trust Capital Strength ETF
August 31, 2016
Q3
2016
2016-08-31
First Trust Exchange-Traded AlphaDEX Fund
August 31, 2016
Q3
2016
2016-08-31
First Trust Dorsey Wright Dynamic Focus 5 ETF
August 31, 2016
Q3
2016
2016-08-31
First Trust Dorsey Wright Focus 5 ETF
August 31, 2016
Q3
2016
2016-08-31
First Trust Dorsey Wright International Focus 5 ETF
August 31, 2016
Q3
2016
2016-08-31
First Trust Dow Jones Global Select Dividend Index Fund
August 31, 2016
Q3
2016
2016-08-31
First Trust Exchange-Traded Fund II
August 31, 2016
Q3
2016
2016-08-31
First Trust Exchange-Traded Fund VI Funds
August 31, 2016
Q3
2016
2016-08-31
First Trust Global Tactical Commodity Strategy Fund
August 31, 2016
Q3
2016
2016-08-31
First Trust Heitman Global Prime Real Estate ETF
August 31, 2016
Q3
2016
2016-08-31
First Trust International IPO ETF
August 31, 2016
Q3
2016
2016-08-31
First Trust ISE ChIndia Index Fund
August 31, 2016
Q3
2016
2016-08-31
First Trust ISE Cloud Computing Index Fund
August 31, 2016
Q3
2016
2016-08-31
First Trust ISE Global Engineering and Construction Index Fund
August 31, 2016
Q3
2016
2016-08-31
First Trust ISE Global Wind Energy Index Fund
August 31, 2016
Q3
2016
2016-08-31
First Trust Morningstar Managed Futures Strategy Fund
August 31, 2016
Q3
2016
2016-08-31
First Trust NASDAQ ABA Community Bank Index Fund
August 31, 2016
Q3
2016
2016-08-31
First Trust NASDAQ CEA Cybersecurity ETF
August 31, 2016
Q3
2016
No results found.
There are no results with this criteria. Try changing your search.