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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2022-0113
2022-03-04
Listed Funds Trust
March 4, 2022
Q1
2022
PC-2022-0112
2022-03-04
Convergence Long-Short Equity ETF
March 4, 2022
Q1
2022
PC-2022-0111
2022-03-04
Dimensional ETF Trust
March 4, 2022
Q1
2022
PC-2022-0110
2022-03-04
Capital Research and Management Company
March 4, 2022
Q1
2022
PC-2022-0109
2022-03-04
Harbor Corporate Culture Leaders ETF
March 4, 2022
Q1
2022
PC-2022-0108
2022-03-04
Global X Dow 30 Covered Call ETF
March 4, 2022
Q1
2022
PC-2022-0107
2022-02-24
BondBloxx ETF Trust
February 24, 2022
Q1
2022
PC-2022-0106
2022-02-24
WisdomTree Battery Value Chain and Innovation Fund
February 24, 2022
Q1
2022
PC-2022-0105
2022-02-24
SPDR Blackstone High Income ETF
February 24, 2022
Q1
2022
PC-2022-0104
2022-02-24
Goldman Sachs Access Emerging Markets USD Bond ETF
February 24, 2022
Q1
2022
PC-2022-0103
2022-02-24
Fidelity Sustainable High Yield ETF
February 24, 2022
Q1
2022
PC-2022-0102
2022-02-24
VanEck Digital India ETF
February 24, 2022
Q1
2022
PC-2022-0101
2022-02-24
Simplify Exchange Traded Funds
February 24, 2022
Q1
2022
PC-2022-0100
2022-02-24
iShares Paris-Aligned Climate MSCI USA ETF
February 24, 2022
Q1
2022
PC-2022-0099
2022-02-24
Xtrackers Risk Managed USD High Yield Strategy ETF
February 24, 2022
Q1
2022
PC-2022-0098
2022-02-24
Harbor All-Weather Inflation Focus ETF
February 24, 2022
Q1
2022
PC-2022-0097
2022-02-24
Goldman Sachs Bloomberg Clean Energy Equity ETF
February 24, 2022
Q1
2022
PC-2022-0096
2022-02-24
Innovator Laddered Allocation Buffer ETF
February 24, 2022
Q1
2022
PC-2022-0095
2022-02-24
Innovator Laddered Allocation Buffer ETF
February 24, 2022
Q1
2022
PC-2022-0094
2022-02-24
AdvisorShares Let Bob AI Powered Momentum ETF
February 24, 2022
Q1
2022
PC-2022-0093
2022-02-24
FIS Biblically Responsible Risk Managed ETF
February 24, 2022
Q1
2022
PC-2022-0092
2022-02-24
Valkyrie Bitcoin Miners ETF
February 24, 2022
Q1
2022
PC-2022-0091
2022-02-24
IndexIQ ETF Trust
February 24, 2022
Q1
2022
PC-2022-0090
2022-02-24
Clockwise Capital Innovation ETF
February 24, 2022
Q1
2022
PC-2022-0089
2022-02-24
Harbor Long-Term Growers ETF
February 24, 2022
Q1
2022
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