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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2023-0153
2023-06-29
iMGP Berkshire Dividend Growth ETF
June 29, 2023
Q2
2023
PC-2023-0152
2023-06-29
iShares iBonds Dec 2033 Term Treasury ETF
June 29, 2023
Q2
2023
PC-2023-0151
2023-06-29
BlackRock ETF Trust II
June 29, 2023
Q2
2023
PC-2023-0150
2023-06-28
Natixis Loomis Sayles Focused Growth ETF
June 28, 2023
Q2
2023
PC-2023-0149
2023-06-28
American Century ETF Trust
June 28, 2023
Q2
2023
PC-2023-0148
2023-06-27
Bank of Montreal Notes
June 27, 2023
Q2
2023
PC-2023-0147
2023-06-26
Dimensional California Municipal Bond ETF
June 26, 2023
Q2
2023
PC-2023-0146
2023-06-26
Simplify Opportunistic Income ETF
June 26, 2023
Q2
2023
PC-2023-0145
2023-06-26
2x Bitcoin Strategy ETF
June 26, 2023
Q2
2023
PC-2023-0144
2023-06-23
iShares Lithium Miners and Producers ETF
June 23, 2023
Q2
2023
PC-2023-0143
2023-06-23
iShares Copper and Metals Mining ETF
June 23, 2023
Q2
2023
PC-2023-0142
2023-06-22
iShares iBonds Dec 2033 Term Corporate ETF
June 22, 2023
Q2
2023
PC-2023-0141
2023-06-22
VictoryShares Free Cash Flow ETF
June 22, 2023
Q2
2023
PC-2023-0140
2023-06-22
iShares iBonds 2030 Term High Yield and Income ETF
June 22, 2023
Q2
2023
PC-2023-0139
2023-06-21
Bank of Montreal Notes
June 21, 2023
Q2
2023
PC-2023-0138
2023-06-21
Clouty Tune ETF
June 21, 2023
Q2
2023
PC-2023-0137
2023-06-21
Direxion HCM Tactical Enhanced US ETF
June 21, 2023
Q2
2023
PC-2023-0136
2023-06-21
PIMCO ETF Trust
June 21, 2023
Q2
2023
PC-2023-0135
2023-06-20
The Future Fund Long/Short ETF
June 20, 2023
Q2
2023
PC-2023-0134
2023-06-20
Global X 1-3 Month T-Bill ETF
June 20, 2023
Q2
2023
PC-2023-0133
2023-06-20
Fidelity Disruptors ETF
June 20, 2023
Q2
2023
PC-2023-0132
2023-06-16
FT Cboe Vest U.S. Equity Moderate Buffer ETF – Jun
June 16, 2023
Q2
2023
PC-2023-0131
2023-06-14
T. Rowe Price Exchange-Traded Funds, Inc.
June 14, 2023
Q2
2023
PC-2023-0130
2023-06-14
Simplify Market Neutral Equity Long/Short ETF
June 14, 2023
Q2
2023
PC-2023-0129
2023-06-13
Private Real Estate Strategy via Liquid REITs ETF
June 13, 2023
Q2
2023
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