Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2025-07-14
ProShares Ultra XRP ETF
July 14, 2025
Q3
2025
2025-07-14
GraniteShares 2x Long NOW Daily ETF
July 14, 2025
Q3
2025
2025-07-14
Simplify Government Money Market ETF
July 14, 2025
Q3
2025
2025-07-14
Unlimited HFMF Managed Futures ETF
July 14, 2025
Q3
2025
2025-07-14
Unlimited HFEQ Equity Long-Short ETF
July 14, 2025
Q3
2025
2025-07-14
YieldMax DKNG Option Income Strategy ETF
July 14, 2025
Q3
2025
2025-07-14
Themes China Generative Artificial Intelligence ETF
July 14, 2025
Q3
2025
2025-07-11
OTG Latin America ETF
July 11, 2025
Q3
2025
2025-07-11
JPMorgan International Hedged Equity Laddered Overlay ETF
July 11, 2025
Q3
2025
2025-07-11
GQG US Equity ETF
July 11, 2025
Q3
2025
2025-07-11
JPMorgan Fundamental Data Science Large Value ETF
July 11, 2025
Q3
2025
2025-07-10
Investment Managers Series Trust II
July 10, 2025
Q3
2025
2025-07-10
Leverage Shares 2X Long AAL Daily ETF
July 10, 2025
Q3
2025
2025-07-09
Horizon Funds
July 9, 2025
Q3
2025
2025-07-09
Roundhill S&P 500 No Dividend Target ETF
July 9, 2025
Q3
2025
2025-07-08
Allspring Global Investments
July 8, 2025
Q3
2025
2025-07-08
iShares S&P 500 ex S&P 100 ETF
July 8, 2025
Q3
2025
2025-07-08
Reckoner Leveraged AAA CLO ETF
July 8, 2025
Q3
2025
2025-07-08
Vanguard Malvern Funds
July 8, 2025
Q3
2025
2025-07-07
Azoria 500 Meritocracy ETF
July 7, 2025
Q3
2025
2025-07-07
Calamos ETF Trust
July 7, 2025
Q3
2025
2025-07-07
Kurv Gold Enhanced Income ETF
July 7, 2025
Q3
2025
2025-07-07
WisdomTree GeoAlpha Opportunities Fund
July 7, 2025
Q3
2025
2025-07-02
Horizon Flexible Income ETF
July 2, 2025
Q3
2025
2025-07-02
Horizon Core Bond ETF
July 2, 2025
Q3
2025
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