Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2025-07-29
The Select Sector SPDR Trust
July 29, 2025
Q3
2025
2025-07-29
Dakota Active Equity ETF
July 29, 2025
Q3
2025
2025-07-28
YieldMax RBLX Option Income Strategy ETF
July 28, 2025
Q3
2025
2025-07-28
GraniteShares YieldBOOST COIN ETF
July 28, 2025
Q3
2025
2025-07-24
AAM Todd International Intrinsic Value ETF
July 24, 2025
Q3
2025
2025-07-24
Defiance AI & Power Infrastructure ETF
July 24, 2025
Q3
2025
2025-07-24
ETF Opportunities Trust
July 24, 2025
Q3
2025
2025-07-23
Xtrackers S&P 500 Diversified Sector Weight ETF
July 23, 2025
Q3
2025
2025-07-23
Defiance Daily Target 2X Long JPM ETF
July 23, 2025
Q3
2025
2025-07-23
Roundhill ETF Trust
July 23, 2025
Q3
2025
2025-07-22
Janus Henderson Asset-Backed Securities ETF
July 22, 2025
Q3
2025
2025-07-22
Crossmark ETF Trust
July 22, 2025
Q3
2025
2025-07-22
Invesco Actively Managed Exchange-Traded Fund Trust
July 22, 2025
Q3
2025
2025-07-22
Alpha Architect US Equity ETF
July 22, 2025
Q3
2025
2025-07-22
Direxion Funds
July 22, 2025
Q3
2025
2025-07-22
WEBS ETF Trust
July 22, 2025
Q3
2025
2025-07-21
Leverage Shares 2X Long UNH Daily ETF
July 21, 2025
Q3
2025
2025-07-21
Defiance Daily Target 2X Long VST ETF
July 21, 2025
Q2
2025
2025-07-18
FT Vest U.S. Equity Uncapped Accelerator ETF – July
July 18, 2025
Q3
2025
2025-07-16
WisdomTree Europe Defense Fund
July 16, 2025
Q3
2025
2025-07-16
Towle Value ETF
July 16, 2025
Q3
2025
2025-07-15
Invesco Global Equity Net Zero ETF
July 15, 2025
Q3
2025
2025-07-15
Global X Treasury Bond Enhanced Income ETF
July 15, 2025
Q3
2025
2025-07-15
Amplius Aggressive Asset Allocation ETFC
July 15, 2025
Q3
2025
2025-07-14
GraniteShares 2x Long AVGO Daily ETF
July 14, 2025
Q3
2025
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