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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2023-0183
2023-08-01
JPMorgan Equity Focus ETF
August 1, 2023
Q3
2023
PC-2023-0182
2023-07-28
JPMorgan Limited Duration Bond ETF
July 28, 2023
Q3
2023
PC-2023-0181
2023-07-27
YieldMax/Tidal Trust II
July 27, 2023
Q3
2023
PC-2023-0180
2023-07-27
BrandywineGLOBAL - U.S. Fixed Income ETF
July 27, 2023
Q3
2023
PC-2023-0179
2023-07-25
PGIM AAA CLO ETF
July 25, 2023
Q3
2023
PC-2023-0178
2023-07-25
Global X Dow 30 Covered Call ETF
July 25, 2023
Q3
2023
PC-2023-0177
2023-07-25
PGIM Short Duration Multi-Sector Bond ETF
July 25, 2023
Q3
2023
PC-2023-0176
2023-07-24
YieldMax AMZN Option Income Strategy ETF
July 24, 2023
Q3
2023
PC-2023-0175
2023-07-24
First Trust Exchange-Traded Fund VII
July 24, 2023
Q3
2023
PC-2023-0174
2023-07-19
Avantis International Small Cap Equity ETF
July 19, 2023
Q3
2023
PC-2023-0173
2023-07-18
Touchstone Securitized Income ETF
July 18, 2023
Q3
2023
PC-2023-0172
2023-07-18
Panagram AAA CLO ETF
July 18, 2023
Q3
2023
PC-2023-0171
2023-07-17
DGA Absolute Return ETF
July 17, 2023
Q3
2023
PC-2023-0170
2023-07-17
Innovator Equity Defined Protection ETF – 2 Yr to July 2025
July 17, 2023
Q3
2023
PC-2023-0169
2023-07-17
Matthews Korea Active ETF
July 17, 2023
Q3
2023
PC-2023-0168
2023-07-17
JPMorgan Sustainable Municipal Income ETF
July 17, 2023
Q3
2023
PC-2023-0167
2023-07-17
JPMorgan High Yield Municipal ETF
July 17, 2023
Q3
2023
PC-2023-0166
2023-07-14
BlackRock Short-Term California Muni Bond ETF
July 14, 2023
Q3
2023
PC-2023-0165
2023-07-13
Xtrackers Semiconductor Select Equity ETF
July 13, 2023
Q3
2023
PC-2023-0164
2023-07-13
Xtrackers US Green Infrastructure Select Equity
July 13, 2023
Q3
2023
PC-2023-0163
2023-07-13
Xtrackers Cybersecurity Select Equity ETF
July 13, 2023
Q3
2023
PC-2023-0162
2023-07-12
Global X U.S. Cash Flow Kings 100 ETF
July 12, 2023
Q3
2023
PC-2023-0161
2023-07-12
Texas Capital Texas Equity Index ETF
July 12, 2023
Q3
2023
PC-2023-0160
2023-07-12
Principal Focused Blue-Chip ETF
July 12, 2023
Q3
2023
PC-2023-0159
2023-07-12
Goldman Sachs North American Pipelines & Power Equity ETF
July 12, 2023
Q3
2023
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