Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2023-09-27
Northern Lights Fund Trust IV
September 27, 2023
Q3
2023
2023-09-26
Dimensional ETF Trust
September 26, 2023
Q3
2023
2023-09-26
Northern Lights Fund Trust IV
September 26, 2023
Q3
2023
2023-09-25
YieldMax PYPL Option Income Strategy ETF
September 25, 2023
Q3
2023
2023-09-25
GGM Macro Alignment ETF
September 25, 2023
Q3
2023
2023-09-21
Matthews International Funds
September 21, 2023
Q3
2023
2023-09-20
Western Asset Bond ETF
September 20, 2023
Q3
2023
2023-09-20
iShares Trust
September 20, 2023
Q3
2023
2023-09-20
VanEck Office and Commercial REIT ETF
September 20, 2023
Q3
2023
2023-09-20
Amplify Cash Flow High Income ETF
September 20, 2023
Q3
2023
2023-09-20
MarketDesk Focused U.S. Dividend ETF
September 20, 2023
Q3
2023
2023-09-19
 AB US Large Cap Strategic Equities ETF
September 19, 2023
Q3
2023
2023-09-19
Roundhill Alerian LNG ETF
September 19, 2023
Q3
2023
2023-09-19
Invesco Exchange-Traded Self-Indexed Fund Trust
September 19, 2023
Q3
2023
2023-09-18
Defiance S&P 500 Enhanced Options Income ETF
September 18, 2023
Q3
2023
2023-09-18
YieldMax AMD Option Income Strategy ETF
September 18, 2023
Q3
2023
2023-09-18
Subversive Cannabis ETF
September 18, 2023
Q3
2023
2023-09-18
First Trust Exchange-Traded Fund VIII
September 18, 2023
Q3
2023
2023-09-15
BondBloxx USD High Yield Bond Sector Rotation ETF
September 15, 2023
Q3
2023
2023-09-14
Harbor Multi-Asset Explorer ETF
September 14, 2023
Q3
2023
2023-09-14
iShares Trust
September 14, 2023
Q3
2023
2023-09-14
Bahl & Gaynor Income Growth ETF
September 14, 2023
Q3
2023
2023-09-14
Bushido Capital US Equity ETF
September 14, 2023
Q3
2023
2023-09-14
Defiance Nasdaq 100 Enhanced Options Income ETF
September 14, 2023
Q3
2023
2023-09-14
J.P. Morgan Exchange-Traded Fund Trust
September 14, 2023
Q3
2023
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