Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2023-10-16
Hartford Quality Value ETF
October 16, 2023
Q4
2023
2023-10-11
REX FANG & Innovation Equity Premium Income ETF
October 11, 2023
Q4
2023
2023-10-11
JPMorgan Active Bond ETF
October 11, 2023
Q4
2023
2023-10-10
YieldMax SQ Option Income Strategy ETF
October 10, 2023
Q4
2023
2023-10-06
FundX Investment Trust
October 6, 2023
Q4
2023
2023-10-05
USCF Aluminum Strategy Fund
October 5, 2023
Q4
2023
2023-10-05
JPMorgan U.S. Tech Leaders ETF
October 5, 2023
Q4
2023
2023-10-04
Calamos Convertible Equity Alternative ETF
October 4, 2023
Q4
2023
2023-10-04
Arch Indices VOI Absolute Income ETF
October 4, 2023
Q4
2023
2023-10-04
Goldman Sachs Small Cap Core Equity ETF
October 4, 2023
Q4
2023
2023-10-04
2023 ETF Series Trust
October 4, 2023
Q4
2023
2023-10-02
Sovereign's Capital Flourish Fund
October 2, 2023
Q4
2023
2023-10-02
Zacks Small-Mid Cap ETF
October 2, 2023
Q4
2023
2023-10-02
ProShares Trust
October 2, 2023
Q4
2023
2023-10-02
Bitwise Funds Trust
October 2, 2023
Q4
2023
2023-10-02
Two Roads Shared Trust
October 2, 2023
Q4
2023
2023-10-01
Innovator ETFs Trust
October 1, 2023
Q4
2023
2023-10-01
VanEck Ethereum Strategy ETF
October 1, 2023
Q4
2023
2023-09-28
iShares Transition-Enabling Metals ETF
September 28, 2023
Q3
2023
2023-09-28
JPMorgan Hedged Equity Laddered Overlay ETF
September 28, 2023
Q3
2023
2023-09-27
Capital Group Dividend Growers ETF
September 27, 2023
Q3
2023
2023-09-27
Capital Group Fixed Income ETF Trust
September 27, 2023
Q3
2023
2023-09-27
Capital Group Core Balanced ETF
September 27, 2023
Q3
2023
2023-09-27
Avantis U.S. large Cap Equity ETF
September 27, 2023
Q3
2023
2023-09-27
BlackRock Advantage Large Cap Income ETF
September 27, 2023
Q3
2023
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