Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2023-11-02
Roundhill S&P Dividend Monarchs ETF
November 2, 2023
Q4
2023
2023-11-02
JPMorgan Healthcare Leaders ETF
November 2, 2023
Q4
2023
2023-11-01
SRH REIT Covered Call ETF
November 1, 2023
Q4
2023
2023-11-01
ProShares Short Ether Strategy ETF
November 1, 2023
Q4
2023
2023-11-01
John Hancock Exchange-Traded Fund Trust
November 1, 2023
Q4
2023
2023-11-01
Kingsbarn Dividend Opportunity ETF
November 1, 2023
Q4
2023
2023-11-01
Dimensional US Large Cap Vector ETF
November 1, 2023
Q4
2023
2023-10-31
Innovator International Developed Power Buffer ETF — November
October 31, 2023
Q4
2023
2023-10-30
Defiance R2000 Enhanced Options Income ETF
October 30, 2023
Q4
2023
2023-10-30
First Trust Emerging Markets Human Flourishing ETF
October 30, 2023
Q4
2023
2023-10-30
NEOS ETF Trust
October 30, 2023
Q4
2023
2023-10-26
Xtrackers USD High Yield BB-B ex Financials ETF
October 26, 2023
Q4
2023
2023-10-26
NEOS ETF Trust
October 26, 2023
Q4
2023
2023-10-26
BlackRock Large Cap Core ETF
October 26, 2023
Q4
2023
2023-10-26
Goldman Sachs ETF Trust
October 26, 2023
Q4
2023
2023-10-25
FT Cboe Vest Laddered Moderate Buffer ETF
October 25, 2023
Q4
2023
2023-10-23
YieldMax MRNA Option Income Strategy ETF
October 23, 2023
Q4
2023
2023-10-23
First Trust Exchange-Traded Fund VIII
October 23, 2023
Q4
2023
2023-10-19
ETF Opportunities Trust
October 19, 2023
Q4
2023
2023-10-18
ETF Opportunities Trust
October 18, 2023
Q4
2023
2023-10-18
Morgan Stanley ETF Trust
October 18, 2023
Q4
2023
2023-10-18
iShares Trust
October 18, 2023
Q4
2023
2023-10-18
Morgan Stanley ETF Trust
October 18, 2023
Q4
2023
2023-10-16
CoreValues Alpha Greater China Growth ETF
October 16, 2023
Q4
2023
2023-10-16
Neuberger Berman ETF Trust
October 16, 2023
Q4
2023
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