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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2023-0353
2023-12-06
CastleArk Large Growth ETF
December 6, 2023
Q4
2023
PC-2023-0352
2023-12-06
Invesco Nasdaq Free Cash Flow Achievers ETF
December 6, 2023
Q4
2023
PC-2023-0351
2023-12-06
Hartford US Quality Growth ETF
December 6, 2023
Q4
2023
PC-2023-0350
2023-12-05
ALPS | Smith Core Plus Bond ETF
December 5, 2023
Q4
2023
PC-2023-0349
2023-12-05
Invesco S&P 500 High Dividend Growers ETF
December 5, 2023
Q4
2023
PC-2023-0348
2023-12-05
Hartford US Value ETF
December 5, 2023
Q4
2023
PC-2023-0347
2023-12-04
Max S&P 500 4x Leveraged ETN
December 4, 2023
Q4
2023
PC-2023-0346
2023-12-04
Vert Global Sustainable Real Estate ETF
December 4, 2023
Q4
2023
PC-2023-0345
2023-12-04
Return Stacked Global Stocks & Bonds ETF
December 4, 2023
Q4
2023
PC-2023-0344
2023-12-01
Harbor Long-Short Equity ETF
December 1, 2023
Q4
2023
PC-2023-0343
2023-11-30
Innovator International Developed Power Buffer ETF - December
November 30, 2023
Q4
2023
PC-2023-0342
2023-11-30
Aztlan North America Nearshoring Stock Selection ETF
November 30, 2023
Q4
2023
PC-2023-0341
2023-11-30
Goldman Sachs ETF Trust
November 30, 2023
Q4
2023
PC-2023-0340
2023-11-29
WHITEWOLF Publicly Listed Private Equity ETF
November 29, 2023
Q4
2023
PC-2023-0339
2023-11-29
Hilton Small-MidCap Opportunity ETF
November 29, 2023
Q4
2023
PC-2023-0338
2023-11-28
Counterpoint Quantitative Equity ETF
November 28, 2023
Q4
2023
PC-2023-0337
2023-11-28
Macquarie ETF Trust
November 28, 2023
Q4
2023
PC-2023-0336
2023-11-27
SP Funds S&P Global Technology ETF
November 27, 2023
Q4
2023
PC-2023-0335
2023-11-27
YieldMax AI Option Income Strategy ETF
November 27, 2023
Q4
2023
PC-2023-0334
2023-11-21
Tema Cardiovascular and Metabolic ETF
November 21, 2023
Q4
2023
PC-2023-0333
2023-11-20
First Trust Exchange-Traded Fund VIII
November 20, 2023
Q4
2023
PC-2023-0332
2023-11-17
First Trust Active Global Quality Income ETF
November 17, 2023
Q4
2023
PC-2023-0331
2023-11-17
Fidelity Covington Trust
November 17, 2023
Q4
2023
PC-2023-0330
2023-11-17
Goose Hollow Enhanced Equity ETF
November 17, 2023
Q4
2023
PC-2023-0329
2023-11-15
Virtus Newfleet Short Duration Core Plus Bond ETF
November 15, 2023
Q4
2023
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