Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2025-04-02
Goldman Sachs India Equity ETF
April 2, 2025
Q2
2025
2025-04-02
FT Vest Bitcoin Strategy & Target Income ETF
April 2, 2025
Q2
2025
2025-04-02
YieldMax Semiconductor Portfolio Option Income ETF
April 2, 2025
Q2
2025
2025-04-02
NEOS S&P 500 Hedged Equity Income ETF
April 2, 2025
Q2
2025
2025-04-02
Vanguard Short Duration Bond ETF
April 2, 2025
Q2
2025
2025-04-01
Tidal Trust II
April 1, 2025
Q2
2025
2025-04-01
Defiance Gold Enhanced Options Income ETF
April 1, 2025
Q2
2025
2025-04-01
Grayscale Funds Trust
April 1, 2025
Q2
2025
2025-03-31
Calamos ETF Trust
March 31, 2025
Q1
2025
2025-03-31
Brookmont Catastrophic Bond ETF
March 31, 2025
Q1
2025
2025-03-31
Tema S&P 500 Historical Weight ETF Strategy
March 31, 2025
Q1
2025
2025-03-31
Innovator ETFs Trust
March 31, 2025
Q1
2025
2025-03-31
PGIM S&P 500 Max Buffer ETF – April
March 31, 2025
Q1
2025
2025-03-31
iShares Large Cap Max Buffer Mar ETF
March 31, 2025
Q1
2025
2025-03-28
Hotchkis & Wiley SMID Cap Diversified Value Fund
March 28, 2025
Q1
2025
2025-03-28
BNY Mellon Concentrated Growth ETF
March 28, 2025
Q1
2025
2025-03-28
ARK Investment Management LLC/ARK ETF Trust
March 28, 2025
Q1
2025
2025-03-27
Cambria Fixed Income Trend ETF
March 27, 2025
Q1
2025
2025-03-26
JPMorgan Nasdaq Hedged Equity Laddered Overlay ETF
March 26, 2025
Q1
2025
2025-03-26
Avantis U.S. Quality ETF
March 26, 2025
Q1
2025
2025-03-26
GlacierShares Nasdaq Iceland ETF
March 26, 2025
Q1
2025
2025-03-26
Westwood LBRTY Global Equity ETF
March 26, 2025
Q1
2025
2025-03-26
T. Rowe Price Exchange-Traded Funds, Inc.
March 26, 2025
Q1
2025
2025-03-26
YieldMax MSTR Short Option Income Strategy ETF
March 26, 2025
Q1
2025
2025-03-26
YieldMax MSTR Short Option Income Strategy ETF
March 26, 2025
Q1
2025
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