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General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2024-0065
2024-02-27
Regan Floating Rate MBS ETF
February 27, 2024
Q1
2024
PC-2024-0064
2024-02-26
Xtrackers RREEF Global Natural Resources ETF
February 26, 2024
Q1
2024
PC-2024-0063
2024-02-26
Swan Enhanced Dividend Income ETF
February 26, 2024
Q1
2024
PC-2024-0062
2024-02-23
Fidelity Low Duration Bond ETF
February 23, 2024
Q1
2024
PC-2024-0061
2024-02-23
Fidelity Fundamental Large Cap Value ETF
February 23, 2024
Q1
2024
PC-2024-0060
2024-02-21
Valkyrie Bitcoin Futures Leveraged Strategy ETF
February 21, 2024
Q1
2024
PC-2024-0059
2024-02-21
YieldMax MSTR Option Income Strategy ETF
February 21, 2024
Q1
2024
PC-2024-0058
2024-02-21
Fundamentals First ETF
February 21, 2024
Q1
2024
PC-2024-0057
2024-02-20
Angel Oak High Yield Opportunities ETF
February 20, 2024
Q1
2024
PC-2024-0056
2024-02-20
FT Vest U.S. Small Cap Moderate Buffer ETF - February
February 20, 2024
Q1
2024
PC-2024-0055
2024-02-12
Calamos Alternative Nasdaq & Bond ETF
February 12, 2024
Q1
2024
PC-2024-0054
2024-02-08
Eaton Vance Floating-Rate ETF
February 8, 2024
Q1
2024
PC-2024-0053
2024-02-08
Krane Funds Advisors, LLC
February 8, 2024
Q1
2024
PC-2024-0052
2024-02-07
Direxion Daily MSCI Emerging Markets ex China Bull 2X Shares
February 7, 2024
Q1
2024
PC-2024-0051
2024-02-06
American Beacon GLG Natural Resources ETF
February 6, 2024
Q1
2024
PC-2024-0050
2024-01-31
DoubleLine ETF Trust
January 31, 2024
Q1
2024
PC-2024-0049
2024-01-31
PGIM Rock ETF Trust
January 31, 2024
Q1
2024
PC-2024-0048
2024-01-31
Innovator International Developed Power Buffer ETF — February
January 31, 2024
Q1
2024
PC-2024-0047
2024-01-31
AIM ETF Products Trust
January 31, 2024
Q1
2024
PC-2024-0046
2024-01-30
Miller Value Partners Appreciation ETF
January 30, 2024
Q4
2024
PC-2024-0045
2024-01-29
NEOS Nasdaq 100 High Income ETF
January 29, 2024
Q1
2024
PC-2024-0044
2024-01-29
YieldMax Magnificent 7 Fund of Option Income ETFs
January 29, 2024
Q1
2024
PC-2024-0043
2024-01-29
Vanguard California Tax Exempt Bond ETF
January 29, 2024
Q1
2024
PC-2024-0042
2024-01-29
Vanguard Intermediate-Term Tax Exempt Bond ETF
January 29, 2024
Q1
2024
PC-2024-0041
2024-01-26
JPMorgan Chase Financial Company LLC
January 26, 2024
Q1
2024
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