Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2025-12-08
The RBB Fund, Inc.
December 8, 2025
Q4
2025
2025-12-08
PeakShares RMR Prime Equity ETF
December 8, 2025
Q2
2025
2025-12-08
Warren Street Global Equity ETF
December 8, 2025
Q4
2025
2025-12-05
BNY Mellon Enhanced Dividend and Income ETF
December 5, 2025
Q4
2025
2025-12-05
Goldman Sachs Technology Opportunities ETF
December 5, 2025
Q4
2025
2025-12-05
Keeley Dividend ETF
December 5, 2025
Q4
2025
2025-12-04
DAC 3D Dividend Growth ETF
December 4, 2025
Q4
2025
2025-12-03
KraneShares Dragon Capital Vietnam Growth Index ETF
December 3, 2025
Q4
2025
2025-12-03
Vanguard Core-Plus Bond Index ETF
December 3, 2025
Q4
2025
2025-12-03
Applied Finance IVS US SMID ETF
December 3, 2025
Q4
2025
2025-12-03
21Shares 2x Long Sui ETF
December 3, 2025
Q4
2025
2025-12-02
Dana Limited Volatility ETF
December 2, 2025
Q4
2025
2025-12-02
Voya Multi-Sector Income ETF
December 2, 2025
Q4
2025
2025-12-02
Franklin Solana ETF
December 2, 2025
Q4
2025
2025-12-02
Horizon Funds
December 2, 2025
Q4
2025
2025-12-02
Virtus ETF Trust II
December 2, 2025
Q4
2025
2025-12-02
iShares Nasdaq Premium Income Active ETF
December 2, 2025
Q4
2025
2025-12-02
Roundhill UNH WeeklyPay ETF
December 2, 2025
Q4
2025
2025-12-02
NEOS Ethereum High Income ETF
December 2, 2025
Q4
2025
2025-12-01
Rareview Government Money Market ETF
December 1, 2025
Q4
2025
2025-12-01
ETF Opportunities Trust c/o T-REX
December 1, 2025
Q4
2025
2025-12-01
Fundsmith Equity ETF
December 1, 2025
Q4
2025
2025-12-01
Grayscale Chainlink Trust ETF
December 1, 2025
Q4
2025
2025-12-01
GraniteShares ETF Trust
December 1, 2025
Q4
2025
2025-11-28
Innovator ETFs Trust
November 28, 2025
Q4
2025
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