Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2025-04-30
Astoria Dynamic Core US Fixed Income ETF
April 30, 2025
Q2
2025
2025-04-30
Regan Fixed Rate MBS ETF
April 30, 2025
Q2
2025
2025-04-30
PGIM S&P 500 Max Buffer ETF – May
April 30, 2025
Q2
2025
2025-04-30
Innovator ETFs Trust
April 30, 2025
Q2
2025
2025-04-29
Grayscale Bitcoin Adopters ETF
April 29, 2025
Q2
2025
2025-04-28
Advent Convertible Bond ETF
April 28, 2025
Q2
2025
2025-04-28
Simplify Piper Sandler US Small-Cap PLUS Income ETF
April 28, 2025
Q2
2025
2025-04-28
Amplify ETF Trust
April 28, 2025
Q2
2025
2025-04-24
Leverage Shares 2X Long PLTR Daily ETF
April 24, 2025
Q2
2025
2025-04-24
Tradr 2X Long APP Daily ETF
April 24, 2025
Q2
2025
2025-04-24
Tradr 2X Long QBTS Daily ETF
April 24, 2025
Q2
2025
2025-04-23
ETF Opportunities Trust
April 23, 2025
Q2
2025
2025-04-22
Direxion Shares ETF Trust
April 22, 2025
Q2
2025
2025-04-22
Roundhill Magnificent Seven Covered Call ETF
April 22, 2025
Q2
2025
2025-04-21
GraniteShares ETF Trust
April 21, 2025
Q2
2025
2025-04-17
First Trust Exchange-Traded Fund VIII
April 17, 2025
Q2
2025
2025-04-17
Avantis Credit ETF
April 17, 2025
Q2
2025
2025-04-17
YieldMax Target 12 Real Estate Option Income ETF
April 17, 2025
Q2
2025
2025-04-17
Harbor Transformative Technologies ETF
April 17, 2025
Q2
2025
2025-04-15
iShares S&P 500 3% Capped ETF
April 15, 2025
Q2
2025
2025-04-15
Global X Funds
April 15, 2025
Q2
2025
2025-04-14
F/m High Yield 100 ETF
April 14, 2025
Q2
2025
2025-04-14
Simplify Exchange Traded Funds
April 14, 2025
Q2
2025
2025-04-14
Unlimited HFGM Global Macro ETF
April 14, 2025
Q2
2025
2025-04-14
American Beacon Ionic Inflation Protection ETF
April 14, 2025
Q2
2025
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