Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2024-12-03
Tema Electrification ETF
December 3, 2024
Q4
2024
2024-12-03
Invesco Actively Managed Exchange-Traded Fund Trust
December 3, 2024
Q4
2024
2024-12-03
REX Crypto Equity Premium Income ETF
December 3, 2024
Q4
2024
2024-12-03
AAM SLC Low Duration Income ETF
December 3, 2024
Q4
2024
2024-12-02
VistaShares Artificial Intelligence Supercycle ETF
December 2, 2024
Q4
2024
2024-12-02
BondBloxx Private Credit CLO ETF
December 2, 2024
Q4
2024
2024-12-02
YieldMax Target 12 Semiconductor Option Income ETF
December 2, 2024
Q4
2024
2024-12-02
Simplify Exchange Traded Funds
December 2, 2024
Q4
2024
2024-12-02
VIRTUS SEIX AAA Private Credit CLO ETF
December 2, 2024
Q4
2024
2024-12-02
Oakmark U.S. Large Cap ETF
December 2, 2024
Q4
2024
2024-12-02
Defiance Daily Target 2X Long NVO ETF
December 2, 2024
Q4
2024
2024-12-02
DoubleLine Multi-Sector Income ETF
December 2, 2024
Q4
2024
2024-11-29
Calamos S&P 500 Structured Alt Protection ETF December
November 29, 2024
Q4
2024
2024-11-29
Calamos Nasdaq-100 Structured Alt Protection ETF December
November 29, 2024
Q4
2024
2024-11-29
RBB Fund, Inc
November 29, 2024
Q4
2024
2024-11-29
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
November 29, 2024
Q4
2024
2024-11-29
Innovator ETFs Trust
November 29, 2024
Q4
2024
2024-11-20
Vanguard Municipal Bond Funds
November 20, 2024
Q4
2024
2024-11-20
Vanguard Municipal Bond Funds
November 20, 2024
Q4
2024
2024-11-20
Aptus Large Cap Upside ETF
November 20, 2024
Q4
2024
2024-11-20
YieldMax Target 12 Big 50 Option Income ETF
November 20, 2024
Q4
2024
2024-11-20
Fidelity Covington Trust
November 20, 2024
Q4
2024
2024-11-20
First Trust Bloomberg Artificial Intelligence ETF
November 20, 2024
Q4
2024
2024-11-19
Atlas America Fund
November 19, 2024
Q4
2024
2024-11-18
Schwab Mortgage-Backed Securities ETF
November 18, 2024
Q4
2024
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