Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2025-10-29
Roundhill ETF Trust
October 29, 2025
Q4
2025
2025-10-28
REX Drone ETF
October 28, 2025
Q4
2025
2025-10-28
Grayscale Solana Trust ETF
October 28, 2025
Q4
2025
2025-10-28
Global X U.S. Natural Gas ETF
October 28, 2025
Q4
2025
2025-10-27
Canary Capital Group, LLC
October 27, 2025
Q4
2025
2025-10-27
GMO Ultra-Short Income ETF
October 27, 2025
Q4
2025
2025-10-27
VistaShares Electrification Supercycle ETF
October 27, 2025
Q4
2025
2025-10-27
Bitwise Solana Staking ETF
October 27, 2025
Q4
2025
2025-10-27
Arin Tactical Tail Risk ETF
October 27, 2025
Q4
2025
2025-10-24
Putnam ETF Trust
October 24, 2025
Q4
2025
2025-10-24
Lazard Emerging Markets Opportunities ETF
October 24, 2025
Q4
2025
2025-10-24
Akre Focus ETF
October 24, 2025
Q4
2025
2025-10-24
Themes ETF Trust
October 24, 2025
Q4
2025
2025-10-23
Defiance Daily Target 2x Long AVAV ETF
October 23, 2025
Q3
2025
2025-10-23
IDX Alternative FIAT ETF
October 23, 2025
Q4
2025
2025-10-22
Goldman Sachs MSCI World Private Equity Return Tracker ETF
October 22, 2025
Q4
2025
2025-10-22
AAM Crescent CLO ETF
October 22, 2025
Q4
2025
2025-10-22
Putnam International Stock ETF
October 22, 2025
Q4
2025
2025-10-22
Templeton International Insights ETF
October 22, 2025
Q4
2025
2025-10-22
Investment Managers Series Trust II
October 22, 2025
Q4
2025
2025-10-22
Roundhill ETF Trust
October 22, 2025
Q4
2025
2025-10-22
Tuttle Capital MSTR 0DTE Covered Call ETF
October 22, 2025
Q4
2025
2025-10-21
MFS Active Exchange Traded Funds Trust
October 21, 2025
Q4
2025
2025-10-21
iShares Trust
October 21, 2025
Q4
2025
2025-10-21
Reckoner BBB-B CLO ETF
October 21, 2025
Q4
2025
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