Information Circulars

2025-04-09

SEC Section 31 Fee Rate Advisory

2024-04-17

SEC Section 31 Fee Rate Advisory

2023-03-02

SEC Section 31 Fee Rate Advisory

2022-04-20

SEC Section 31 Fee Rate Advisory

2021-01-19

SEC Section 31 Fee Rate Advisory

2020-01-14

SEC Section 31 Fee Rate Advisory

2019-04-03

SEC Section 31 Fee Rate Advisory

2018-05-30

SEC Section 31 Fee Rate Advisory

2017-06-05

SEC Section 31 Fee Rate Advisory

2016-08-11

Collection of Exchange fees and other claims and billing policy

2016-08-02

Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch

2016-07-13

Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors

2019-07-23

Chief Compliance Officer examination and registration requirements

2019-02-01

Consolidated Audit Trail (CAT) Update

2019-01-10

Active Military Leave Guidance

2019-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2019-01-10

Notice Regarding Filing of Annual Audited Reports

2018-09-28

Amendments to Membership Registration and Qualification Requirements

2018-03-05

Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements

2018-01-09

Notice Regarding Filing of Annual Audited Reports

2018-01-08

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2017-10-03

Introduction of the IEX Market Maker Peg Order Type

2017-04-11

Consolidated Audit Trail ("CAT") Clock Synchronization Study

2017-03-09

Consolidated Audit Trail ("CAT") Clock Synchronization Requirements

2017-01-10

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update

2017-01-06

Notice Regarding Filing of Annual Audited Reports

2016-08-29

Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI

2016-09-02

United States Natural Gas Fund, LP

2016-09-02

United States Short Oil Fund, LP

2016-09-02

VanEck Merk Gold Trust

2016-08-31

UBS AG ETN

2016-08-31

ETFS Zacks Earnings Large and Small-Cap U.S. Index Funds

2016-08-31

ETRACS Monthly Pay 2X Leveraged Mortgage REIT ETN

2016-08-31

ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN Series B

2016-08-31

ETRACS UBS Bloomberg Constant Maturity Commodity Index

2016-08-31

FI Enhanced Global High Yield Exchange Traded Notes

2016-08-31

Fidelity Covington Trust

2016-08-31

Fidelity MSCI Real Estate Index ETF

2016-08-31

First Trust Capital Strength ETF

2016-08-31

First Trust Exchange-Traded AlphaDEX Fund

2016-08-31

First Trust Dorsey Wright Dynamic Focus 5 ETF

2016-08-31

First Trust Dorsey Wright Focus 5 ETF

2016-08-31

First Trust Dorsey Wright International Focus 5 ETF

2016-08-31

First Trust Dow Jones Global Select Dividend Index Fund

2016-08-31

First Trust Exchange-Traded Fund II

2016-08-31

First Trust Exchange-Traded Fund VI Funds

2016-08-31

First Trust Global Tactical Commodity Strategy Fund

2016-08-31

First Trust Heitman Global Prime Real Estate ETF

2016-08-31

First Trust International IPO ETF

2016-08-31

First Trust ISE ChIndia Index Fund

2016-08-31

First Trust ISE Cloud Computing Index Fund

2016-08-31

First Trust ISE Global Engineering and Construction Index Fund